The teams expertise in bank regulation was bolstered in March 2021 by the addition of Daniel Meade to the Washington DC office; Meade joined from Wells Fargo and has past experience working in-house and in government on a range of regulatory issues. Some of the data that are collected include the number of visitors, their source, and the pages they visit anonymously. Elsewhere, the practice continues to represent prominent banks in antitrust cases, with a particular focus on rate and market manipulation claims, and the teams work in enforcement and prosecutions includes representing clients facing investigations from the SEC and CFTC. Representing Barclays Bank PLC and certain of its affiliates in a putative class action lawsuit accusing Barclays, and more than 30 other financial institutions, of being involved in a global, decade-long conspiracy to fix prices and restrain competition in the $9 trillion SSA bond market. Both partners provide advice on transactions and ongoing compliance with regulations, and in recent years Lyons has developed a particular niche in advising on the establishment of industrial banks. In addition to its specialist financial services litigators, the firms white-collar crime practice is regularly engaged on government investigations in this space. These cookies will be stored in your browser only with your consent. Advising KKR on various FINRA and SEC rule compliance issues, including recordkeeping, Reg BI and Form CRS, and matters relating to electronic communications. The team has a particular focus on the regulatory and credit risk aspects of margin loan transactions, and also advises on Basel III capital requirements. Alternative Reference Rates Committee (ARRC) (Sponsored by New York Fed). They collaborate well and utilize technology and resources to facilitate information requests., My company has worked with Ryan Scarborough for the last couple of years and find him to genuinely caring, exceptionally bright, and very knowledgeable. United States. Meredith Weill. Yuet is recognized for "Financial Services Regulatory" by IFLR1000 and by Legal 500 as a "Leading Lawyer" and "one of the best-informed regulatory lawyers in the region". Advised a global non-US bank on issues related to seeking US financial holding company (FHC) status, including strategies to address the need to ring-fence US operations in a US intermediate holding company (IHC). The firm is a popular choice for fintech start-ups . Google DoubleClick IDE cookies are used to store information about how the user uses the website to present them with relevant ads and according to the user profile. Proposed 2nd Amendment to Regulation 23 NYCRR 500. The cookie stores information anonymously and assigns a randomly generated number to recognize unique visitors. Karp serves as chairman of the firm and is amongst the most respected lawyers in this sector, while Buergel, Ehrlich and Soloway co-chair the firms securities litigation practice. This cookie is set by web application built in ASP.NET MVC Technologies. They are smart, responsive, hard-working, and a pleasure to work with.. Our financial services and markets regulation lawyers . Representing Wells Fargo in alleged fraud claims against several defendants, including Wells Fargo, involved in structuring, managing, and underwriting collateralized debt obligations (CDOs). First of its kind fintech ILC on a variety of regulatory matters and commercial agreements with service providers, Fintech entity customers and other partners. For a complex, difficult problem, they know how to get to a legal position which provides an excellent outcome for the client. Awards and . Advising Nomuras whole loan trading, financing and securitization businesses in the United States on regulatory issues. The Legal 500 > United Kingdom - Solicitors > London > Corporate and commercial > Financial services: non-contentious/regulatory Provide Your Feedback on Law Firms Coverage By Practice Area London Back to United Kingdom - Solicitors Corporate and commercial Crime, fraud and licensing Dispute resolution Employment Finance Industry focus Insurance Advising several banks and credit unions in class action cases filed in federal courts in New York, New Jersey, Illinois, New Mexico, Washington, Alabama and Oklahoma alleging the financial institutions charged overdraft fees for transactions that did not actually overdraft customer accounts by using customers available balance to determine overdrafts. Our global Financial Services Regulatory (FSR) practice provides comprehensive advice to the worlds leading financial institutions, including commercial and investment banks, broker-dealers and investment advisers, nonbank lenders, sovereign wealth funds and government-owned banks, and to emerging financial services providers, including fintechs and payment companies. Canada ; Caribbean ; Deutschland ; Europe, Middle East & Africa ; Global Green Guide ; Latin America ; Lex ; Paris ; United Kingdom - Solicitors ; United Kingdom - The Bar ; United States ; South Korea. Earley and Jeffrey Silberman joined the firm from Reed Smith LLP in July and September 2021, respectively. Represented the underwriters of the IPO of Domo, Inc. in a putative securities class action in Utah state court on the basis of a Federal Forum Provision. The teams regulatory advice includes assisting clients in compliance with the Truth In Lending Act, the Equal Credit Opportunity Act, CFPB rules and state-level legislation such as the California Consumer Privacy Act. Used by Microsoft Advertising as a unique ID for visitors. and inclusion initiatives, Lewis Baach Kaufmann Middlemiss Adds Respected International Dispute Resolution Partner to Expanding Middle East Practice. These cookies track visitors across websites and collect information to provide customized ads. Eversheds Sutherland provides world-class counsel in the securities regulations space. Gregory Korman leads the team and is noted for his work in class actions, with Stuart Richter also recognized for his work representing a range of financial institutions in litigation. ; Powell Investors L.P.; Powell Investors II Limited Partnership; Canyon Capital Advisors LLC; EP Canyon Ltd. At Simpson Thacher & Bartlett LLP, the financial service team is noted for its expertise in securities and derivatives litigation, where the practice represents prominent clients in a varied range of disputes. Michael Krautand Susan DiCiccolead the team, with Elaine McChesney another name to note; all three are based in New York and have broad contentious financial services experience. Mark Filipis a former federal judge and offers deep experience in defending clients in government enforcement proceedings, while Sandra Goldsteinand Zachary Brez are noted for their work in securities and M&A litigation. The practices securities litigation work includes handling high-profile cases, such as representing Robinhood in a class action lawsuit arising from its payment for order flow practices, as well as novel cases involving the issue of whether cryptocurrencies are securities under US law. Elsewhere, the practice boasts expertise in aiding clients facing allegations of market manipulation, securities fraud, and violation of sanctions. Shuster and Goldberg both have strong records of representing prominent clients in high-stakes court proceedings. Advising Citis mortgage financing, trading and securitization desks, one of the largest participants in the market, on mortgage regulations. Elsewhere, the practice continues to advise a range of parties in the mortgage space on compliance with CFPB regulations such as disclosure requirements and Ability-to-Repay regulations. The cookie helps in reporting and personalization as well. All named lawyers are based in New York. They distinguishes themselves from their competitors by virtue of their client-oriented approach, in addition to being extremely technically strong and always on top of the latest regulatory developments in the market., Giorgio Bovenzi is an absolute star, with truly outstanding regulatory and industry knowledge. Which practice area would you like to leave law firm feedback for? YouTube sets this cookie via embedded youtube-videos and registers anonymous statistical data. KKR Credit Advisors (US) LLC (KKR); Kearny Investors S. r.l. The team provides advice on the full range of financial services regulatory matters, including advising on the Financial Services and Markets Act 2000 (FSMA), strategic regulatory issues, investigations, disputes and disciplinary matters, derivatives and commodity trading and documentation. Paul Hastings LLP stands out for its work in complex, high-profile international financial services disputes. He is a real specialist in the field., Giorgio Bovenzi is a major asset. Veteran litigator Benjamin Klubes serves as the firms overall head of consumer finance from its DC office. Kaplinsky, Furtelli and McKenna are based in Philadelphia, while Jackman and Willis are based in Atlanta. With Williams and Connolly the partners are doing the primary work, reading all the documents and are the most knowledge about the details. . Able to work with a diverse group of internal stakeholders. Attorney Advertising. Advised Refinitiv in its $27 billion acquisition by the London Stock Exchange Group. Cadwalader, Wickersham & Taft LLP offers broad expertise across financial services regulation, with experience working for clients including prominent banks, broker-dealers and swap dealers. The teams ability to handle complex regulatory issues in this area was demonstrated by its work for Ant Group in helping the company to obtain money transmitter licenses in several states. Arthur Long is another name to note in the New York office; he has deep experience in financial services regulation and provides advice both on compliance and enforcement. The team was bolstered in January 2021 by the addition of Allison Schoenthal from Hogan Lovells US LLP. They bring tremendous value to complex situations because you are tapping into very knowledgeable and seasoned legal minds.. In 1931, Colorado began chartering credit unions, when the General Assembly passed the Credit Union Act. All named lawyers are based in New York. The practices governmental relations expertise is further demonstrated by its recent work for a number of CEOs of prominent banks in helping them to prepare for congressional oversight hearings. In the consumer lending space, the team has a particular focus on payment processing and credit cards, acting for payment processing companies, banks and non-financial services companies involved in branded credit cards. Her writing and editing skills are top-notch and she is a pleasure to work with., Haynes and Boone have throughout the years shown exceptional qualities when it comes to their financial services practice, including being thorough in their analysis and solution-oriented., Giorgio Bovenzi is highly talented in this field, provides prompt and detailed advice and has an extraordinary network of non-US law firms that can provide relevant advice for the large number of foreign markets in which we provide custody services to our customers. Represented HSBC in an Anti-Terrorism Act lawsuit brought by families of victims of an Al Qaeda terror attack in Afghanistan, alleging that HSBC provided banking services to Iranian and Saudi financial institutions that the plaintiffs say have ties to terrorist financing. Elsewhere, Timothy Cameronis recognized for his experience in taking securities disputes to trial. Advising multiple EU and UK clients as to the impact of Brexit on their business and on the most efficient method of securing business continuity. Installed by Google Analytics, _gid cookie stores information on how visitors use a website, while also creating an analytics report of the website's performance. Advising Cross River Bank on regulatory issues. Dispute resolution in the financial services sector is unique the deals are unique and so the conditions to closing and other issues are unique, so you really need to know the space, which Morgan Lewis does.. Wink is noted for his broad practice, with particular specialisms in broker-dealer and fintech regulation, while Avery focuses on advising banks on regulatory compliance at the state and federal level. Our financial services regulatory practice is one of the largest and most experienced outside the Magic Circle. November 9, 2022. They have been in the trenches and know the people involved at various levels and a number of different regulators. Represented JPMorgan Chase in litigation involving the alleged manipulation of LIBOR. A cookie set by YouTube to measure bandwidth that determines whether the user gets the new or old player interface. Assisting Thrivent Financial for Lutherans to add banking services to its platform of services to customers by forming an industrial bank and merging the credit union that Thrivent current sponsors into it. Join our mailing list: Diversity and inclusion USThe Legal 500, together with leading US law firms, look at the work that is being done to encourage more open and honest debate about some of the pathways to better diversity and inclusion in the law. Represents Fifth Third Bank in litigation brought by the CFPB alleging unfair and abusive acts and practices in connection with allegedly unauthorized account openings. This section covers the full range of regulatory matters specific to the broker dealer industry. The teams work in securities disputes includes defending banks facing claims for their roles as the underwriters of IPOs and debt offerings. The team is particularly active in helping these clients to ensure that their broker-dealer work complies with SEC and FINRA regulations; the practice also advises clients engaged in derivatives trading on CFTC compliance. Nancy Thomas; Michael Miller; Grant Esposito, Elevate Credit Inc. and Wheels Financial Group LLC dba Loanmart. Arising from these projects the UK/EU team has advised on the adjustment of client compliance programs, licensing strategies and amendments to terms of business and transactional documentation. Representing multiple financial institutions in connection with the various criminal regulatory inquiries in the U.S., including from the DOJ, and around the world related to the multi-billion dollar meltdown of the family office of Bill Hwang, Archegos. Counsel Sara Lenet is another name to note with experience acting for fintech clients. Commitment to our institution by managing potential conflicts and regular engagement in trade groups to understand market dynamics. The team also has many staff that come from government positions which add value and helps to put forward strategies that work in the real enviroment., Expertise in payments regulations, and especially good communication skills., Kara Kuchar and Adam Barazani are extraordinarily responsive and knowledgeable. In its groundbreaking judgement of 23 September 2020 (T-411/17) the General Court decided that the decision by the SRB is void and the Delegated Regulation 2015/63 by the European Commission on the calculation of the Banking Levy is partly illegal. In 2021, the teams capability to handle prominent matters was demonstrated by its work on class actions and investigations stemming from the collapse of the family office Archegos. Representing Bank of America as lead trial counsel on behalf of its Countrywide subsidiary against claims of fraud and breach of contract in connection with 30 mortgage-backed securitizations insured by Ambac Assurance Corporation. The practice is adept at acting for prominent financial institutions in securities disputes; practice head James Rouhandeh has a particularly close relationship with Morgan Stanley and also handles crypto-related claims, a growing area of securities law. The firm also has a presence on the West Coast; in San Francisco, James McGuire focuses on class actions in this area, while Fredrick Levin is the key figure in Los Angeles. Luigi De Ghenghi also has a broad practice encompassing transactions as well as US and international banking regulations, and Gabriel Rosenberg is recognized for his expertise in banking, broker-dealer and swap dealer regulations. In Newport Beach, Elizabeth McKeen handles litigation alleging violations of the Fair Credit Reporting Act related to the CARES Act, as well as a number of claims made involving the FHA-Home Affordable Modification Program. With a multidisciplinary team of lawyers, risk and compliance professionals and government relations and public policy strategists, we provide . For his experience in taking securities disputes includes defending banks facing claims their. A major asset your browser only with your consent government investigations in this space and debt offerings financial disputes! 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